Ethics Enforcement

The Professional Ethics Division investigates potential disciplinary matters involving members of the AICPA and state CPA societies participating in the Joint Ethics Enforcement Program.

Division Statistics

The Division's reports on the most frequent professional standards violations for:

DOL Investigations

Government and Not-For-Profit Investigations

Annual reports of the AICPA Professional Ethics Division disciplinary activity: 


Disciplinary Actions

To search for discipline information (e.g., a last name) once you click on a particular month, press "Control+F" and enter the information that you are seeking (for example, a last name). 

                  Disciplinary Actions